Industry Advisors

The following executives are voluntary advisors to The Conduct Academy.

 

Working with the Academy, they help to define, develop and advise on the content of the Academy’s training syllabus and its training modules. 

 

With the support of such market leading executives, possessing proven expertise within 1LOD, control and conduct, the Academy is able to ensure its training is relevant and fit for the markets it services.

Kevin Sawle - HSBC

Global CCO, Markets

Kevin is the Global Chief Control Officer for HSBC Markets, a role he has held since January 2015.
 

Kevin is also a member of the GBM EMEA EXCO committee which is the senior management team that runs GBM in the EMEA, as well as sitting on the boards of HSBC Poland and Russia.


Kevin has been with HSBC for 42 years, the majority being spent in the front office working within Foreign Exchange, Rates and Emerging Markets.

Nick Lovett - Credit Suisse

MD, Global Markets Control Officer & Global Markets EMEA COO

Nick is a Managing Director of Credit Suisse, the Global Markets Controls Officer and the Global Markets EMEA COO, based in London.


Nick initially began his career at Credit Suisse as a Market Risk Analyst within the CRO division. He then moved onto various positions including the Chief Operating Officer (COO) for Fixed Income, COO for Global Currencies and Emerging Markets (incorporating the EMG and Global FX business line) and COO for the Global Rates business, having also been a COO of various rates business lines.


Nick joined Credit Suisse in April 1999 from Electricite de France (previously London Electricity) where he was a Corporate Finance Analyst in the Corporate Finance and Treasury team.

Eric Rabin - Société Générale

Managing Director, COO Global Markets

At present, Eric is a Managing Director and Chief Operating Officer of Global Markets at Société Générale. Eric has more than twenty years' experience in the banking and capital markets industry.


Following assignments in inspection, operations and front office, Eric has an in-depth understanding of capital markets, operations, asset management, information systems and management audit.


Eric has experience in managing large teams and projects, and has been involved in handling change management in process, organisation and behaviour.
 

Additionally, he has developed crisis management capabilities.

Libby Denchfield - Standard Chartered Bank

Group Conduct Programme Director

Libby currently holds the position of Head of Conduct & SMCR for the Financial Markets Business at Standard Chartered Bank (SCB). In this role, Libby is responsible for implementing the Senior Manager and Individual Accountability regime and leading the conduct agenda.


Previously, Libby led the Bank’s Conduct Program which designed and implemented a robust Conduct Risk Framework, embedding strong conduct management practices across all functions, countries, and businesses in the Group, to ultimately maintain the integrity of the Bank’s brand promise and standards in the Code of Conduct.


Previous roles at SCB have included providing governance support to the Group’s Executive, managing all first line risks for the European Corporate & Institutional Banking (CIB) business, and Head of European Financial Market Operations.

Joe Campione - BNY Mellon

Head of Global Business Control, Markets

Joe is currently the Head of Global Business Control for Markets at BNY Mellon, and is based in New York. Joseph initially joined BNY Mellon as Chief Control Officer for Markets in December 2016, reporting to the Global CAO of BNY Mellon Markets.


Joe’s role focuses on establishing a cohesive and holistic approach to managing non-financial risk, and imbedding a culture focused on conduct risk and controls in the markets organisation to meet the significant and ever-increasing requirements of the first line of defense.


Joe works closely with the company’s business partners across risk, compliance, audit, regulatory and technology to ensure the operating environment is both compliant and proactive in the identification and mitigation of key risks.


Joe brings sixteen years of financial services experience across numerous top tier
investment banks

© 2019 by The Conduct Academy. All rights reserved.